Andre Saito at JAIST

Paper: KM Competence

1 Introduction

1.1 Background

Knowledge economy, relevance of KM, knowledge work

Dillema: KM is KM or knowledge work?

Emergence or the concept of competence

Applying the concept of competence to the field of KM: KM competence.

1.2 Significance

Brouwers et al. (2002, p. 75-76): […] Competences are a key notion in the link between education and the labor market. […] provides a stimulus in two ways. Firstly, it gives direction to a solution of the transfer problem which education has to contend with: applying theoretical knowledge in practical situations. Secondly, talking in terms of "competences" provides a sharper definition of the capabilities needed by present-day employees to continue working effectively, efficiently and collaboratively.

2 Existing approaches to competence

2.1 Individual vs. collective

Brache (2002, p. 63): […] in an increasing number of processes […] work is carried out by teams. In those settings, no individual is expected to have the complete repertoire of capabilities. As long as the requisite skills and knowledge are resident in the team and deployed when and where they are needed, the process can meet its goals.

2.2 Perspectives on competence

2.2.1 Psychological approaches
2.2.2 Competency models (McClelland, Spencer and Spencer, Boyatzis)

Eraut (1994, p. 173): […] The main thrust of research into generic competences has been to distinguish between average and excellent workers, primarily for selection and appraisal purposes. […] The pioneering research […] was undertaken by […] David McClelland, and his associated company, McBer. They developed lists of […] competences, which were claimed to differentiate average and superior managers […].

Eraut (1994, p. 173): […] it is important to emphasize how the lists of management competences were constructed. […] 1) identifying two criterion samples whose performance is agreed to be (a) superior or (b) average. 2) […] brainstorm a list of characteristics which they think might distinguish superior performers, then refine […] by rating each item for criticality and for discriminating power. 3) a behavioral approach to characterizing good performers […] 4) […] 5) […]. The methodology is designed to produce a set of generic competences valid across different kinds of management job, so competences specific to a particular product or service are eliminated.

2.2.3 NVQ, VET

Leney (2004, p. 8): The Lisbon strategy aims to create a drive towards a more dynamic and competitive knowledge-based economy in Europe that will deliver sustainable growth, generate more and better jobs and create greater social cohesion. […] The development of knowledge economies follows from the rapid advance of ICT and other new technologies and from the intensification of global economic competition. The term knowledge economy reflects the shift in the advanced economies from low and medium skills areas of cost-competitive manufacturing towards high-value added production and services sectors.

Leney (2004, p. 8): The agreement reached at the Lisbon Conference gives lifelong learning an important role in achieving the economic, employment and social goals for Europe. The subsequent development of the Lisbon strategy both confirms the importance of well-developed lifelong learning strategies […] and places a clear emphasis on the role of vocational education and training (VET), alongside general and higher education in this strategy. […] the connections between education and training, between formal and informal learning and between higher education and VET are emphasized […].

Leney (2004, p. 8): […] broad definition of VET […]: Education and training that aims to equip people with skills and competences that can be used in the labour market.

Leney (2004, p. 20): The most important concept in education and training policy in Europe is lifelong (and life-wide) learning. The idea that learning should be undertaken throughout life to improve knowledge, skills and competencies for personal, civic, social and employment-related purposes is fundamental. Lifelong learning includes formal, non-formal and informal learning as well as active citizenship, personal fulfillment, social inclusion and professional, vocational and employment related aspects. […] The contribution of education and training […] is conceived as a unified endeavour. Education, training, higher education, formal and informal learning are defined as a single, lifelong and life-wide process.

Leney (2004, p. 21): The Copenhagen Declaration defines the contribution of VET to achieving the Lisbon goal. The Declaration identifies several concrete actions associated with four priorities for enhanced cooperation in VET across Europe. […] Recognition of competences and qualifications: The associated action are to develop common principles for validation of non-formal and informal learning, a European system of credit transfer for VET and the development of qualifications and competences at a sectoral level.

Leney (2004, p. 89): The concept of learning workplace skills has developed from an almost exclusive emphasis on the formal teaching/learning of technical skills, to include the acquisition of competences and developing key or transferable skills that people need if they are to meet the needs of a changing labor market.

Leney (2004, p. 89): […] It is helpful to draw a distinction between 'traditional' and 'new' models of VET learning and assessment. […] Two ways of looking at competences can be distinguished […]. One focuses mainly on promoting the acquisition of generic skills […] irrespective of the learning context; the other emphasizes the importance of specific context or work processes in which the learning takes place. […] one favours a universal model in which the role of the schools is to equip learners with a set of generic basic competences. The second model sees real-work experience as a vital component of vocational education, leading to occupational competences stemming from learners engagement with occupational 'core problems'.

Leney (2004, p. 90): […] increasing emphasis is now placed on learning a range of general skills that are transferable from one working situation or wider life context to another. […] What exactly the key competences are, and how they are best learned and assessed are more difficult questions.

Leney (2004, p. 91): Another way of conceptualizing competences locates their acquisition and content firmly within work processes, and understands competences as the outcome of contextualized learning. Some competences, for example, cannot be learnt in school-based settings, since they are bound to the specific environment and constraints of work in a specific field (see for example Fischer and Rauner, 2002). […] Cognitive research suggests that the development of competences for a specific profession or occupation is a process that can take many years of practice before the individual becomes a proficient member of an occupational community of practice.

Leney (2004, p. 92): […] The companies' main task is to offer training opportunities to raise the level of employees' competences […]. These competence-building processes are often highly contextualized and vary with sectors, business processes and use of technologies. […] the contribution of VET to development of the profiles of competences in the workplace is highly context dependent […].

2.2.4 Key competencies
2.2.4.1 Lisbon Goal

European Commission (2004, p. 1): In March 2000, the Lisbon European Council set a new strategic goal for the European Union: to become ‘the most competitive and dynamic knowledge-based economy in the world, capable of sustainable economic growth with more and better jobs and greater social cohesion’. To achieve this, Europe's education and training systems need to adapt to the demands of the knowledge society and to the need for an improved level and quality of employment. One of the main components of this approach is the promotion of new basic skills […] to be provided through lifelong learning.

European Commission (2004, p. 1): A year later, the Stockholm European Council [identified] […] three strategic objectives (quality, access and openness of the education and training systems), broken down into 13 associated objectives. Following [that] […], the Commission has established expert groups to work on one or more of the thirteen objective areas. […] The working group on key competences started its work in 2001. The main objectives of the working group are to identify and define what the new skills are and how these skills could be better integrated into curricula, maintained and learned through life.

European Commission (2004, p. 1): […] substantial work on competences was underway in other international fora. […] In the context of these developments, it became necessary to address the question of not only what the necessary competences for all in the knowledge society would be but also what they would consist of. Moreover, the framework for competences […] should be seen from the perspective of lifelong learning […]. Considering these challenges and taking into account the international developments in the field, the working group has defined [in 2004] a framework comprising eight domains of key competences that are considered necessary for all in the knowledge society.

2.2.4.2 OECD DeSeCo

OECD (2005, p. 3): In 1997, OECD member countries launched the Programme for International Student Assessment (PISA), with the aim of monitoring the extent to which students near the end of compulsory schooling have acquired the knowledge and skills essential for full participation in society. […] The assessment of student performance in selected school subjects took place with the understanding, though, that students’ success in life depends on a much wider range of competencies. The OECD’s Definition and Selection of Competencies (DeSeCo) Project [launched in December 1997] […] provides a framework that can guide the longer-term extension of assessments into new competency domains.

OECD (2005, p. 5): In late 1997, the OECD initiated the DeSeCo Project with the aim of providing a sound conceptual framework to inform the identification of key competencies and strengthen international surveys measuring the competence level of young people and adults.

OECD (2005, p. 4): A competency is more than just knowledge and skills. It involves the ability to meet complex demands, by drawing on and mobilising psychosocial resources (including skills and attitudes) in a particular context. […] the DeSeCo Project [sought] […] to identify a small set of key competencies […]. Each key competency must: contribute to valued outcomes for societies and individuals; help individuals meet important demands in a wide variety of contexts; and be important not just for specialists but for all individuals.

OECD (2005, p. 5): The DeSeCo Project’s conceptual framework for key competencies classifies such competencies in three broad categories.

Category 1: Using Tools Interactively

  • A. Use language, symbols and texts interactively
  • B. Use knowledge and information interactively
  • C. Use technology interactively

Category 2: Interacting in Heterogeneous Groups

  • A. Relate well to others
  • B. Co-operate, work in teams
  • C. Manage and resolve conflicts

Category 3: Acting Autonomously

  • A. Act within the big picture
  • B. Form and conduct life plans and personal projects
  • C. Defend and assert rights, interests, limits and needs

OECD (2005, p. 5): Key competencies are not determined by arbitrary decisions about what personal qualities and cognitive skills are desirable, but by careful consideration of the psychosocial prerequisites for a successful life and a well-functioning society.

3 A conceptual framework of competence

Brouwers et al. (2002, p. 75-76): […] Bos (1998) concludes there are six components which together cover the concept of competence sufficiently:

  • A content classification of competences or competence areas
  • The context in which competences have to be mastered
  • Skills as a part of competences
  • Knowledge elements as a part of competences
  • Personal characteristics as a part of competences
  • The criteria that indicate the level of mastery of competences

Saito: competence is fractal, or holographic:

  • Cognitive
    • Knowledge
      • Propositional
      • Procedural
      • Heuristic ?
    • Abilities
    • Personal
  • Functional
  • Social
  • Personal

3.1 Conceptualizing competence: capability vs. performance

Eraut (1994, p. 178): Competence refers to what a person knows and can do under ideal circumstances, whereas performance refers to what is actually done under existing circumstances. Competence embraces the structure of knowledge and abilities, whereas performance subsumes as well the processes of accessing and utilising those structures and a host of affective, motivational, attentional and stylistic factors that influence the ultimate responses (Messick, 1984).

3.1.1 Capability (structure of competence)
3.1.1.1 Competencies (combinations of K/A/PC)

Knowledge/ Abilities/ Personal characteristics (traits, attitudes, values, beliefs)

Eraut (1994, p. 208): […] 'capability' carries two meanings. First, it is […] 'the quality of being capable' […]. […] second [… it] is […] 'a condition capable of being turned to use'. […] capability is both necessary for current performance and enables that performance.

3.1.1.2 Types of competencies (task vs. person) (probably discard)

Cognitive

Functional

Social competence

Self

3.1.2 Performance: Scope, quality (dynamics of competence)

Eraut (1994, p. 167): […] a professional person's competence has at least two dimension, scope and quality. The scope dimension concerns what a person is competent in, the range of roles, tasks and situations for which their competence is established or may be reliably inferred. The quality dimension concerns judgments about the quality of that work on a continuum from being a novice, who is not yet competent in that particular task, to being an expert acknowledged by colleagues as having progressed well beyond the level of competence.

Eraut (1994, p. 123-5): The Dreyfus brothers' model of skill acquisition has attracted considerable interest in professional education. […] they see their model as defending the comptemporary experiential approach to philosophy against the rationalist tradition of analytic reasoning and the formulation of rules […]. Although the Dreyfus describe their model as depicting five stages of skill acquisition, the emphasis is on perception and decision-making rather than reoutinized action. Thus they define skill as an integrative overaching approach to professional action, which incorporates both routines and the decisions to use them, while still maintaining that the term 'skilled behavior' connotes semi-automatic rather than deliberative processes.

Eraut (1994, p. 125): […] the emphasis is almost entirely on learning from experience with only occasional references to theoretical learning or the development of fluency on standard tasks. The pathway to competence is characterized mainly by the ability to recognize features of practical situations and to discriminate between them, to carry out routine procedures under pressure and to plan ahead. Competence is the climax of rule-guided learning and discovering how to cope in crowded, pressurized contexts. Whereas proficiency marks the onset of quite a different approach to the job: normal behavior is not just routinized but semi-automatic; situations are apprehended more deeply and the abnormal is quickly spotted and given attention. Thus progress beyond competence depends on a more holistic approach to situational understanding.

Eraut (1994, p. 149-50): The central importance of time and speed […]. Giving more attention to the time dimension suggests that we need to reexamine our earlier classification of planning, problem-solving and decision-making as deliberative processes. Daily talk among many professionals suggests that deliberation may be more the exception than the rule.

Eraut (1994, p. 1950): […] The analysis of a performance is concerned with everything done by the performer during a specified period of time, particularly with such aspects as reading the situation, deciding what to do, changing one's plan, responding to unforeseen events, allocating time and managing the transition to other periods. […] What is important […] is that all the tasks or transactions performed dufing the period are included […]. Without this requirement, a major feature of some occupations would be excluded, namely the handling of competing demands.

Eraut (1994, p. 1950): […] One advantage of focusing on a performance period is that this is an ongoing process. Instead of a static model in which all decisions and plans are made at the beginning, it suggests a dynamic model in which a constantly changing environment provides a changing input which leads to the constant modification of plans. […] This analysis suggests that deliberation is unlikely to occur in the workplace […]. Deliberation time outside the workplace may be equally difficult to find […]. Hence, the deliberative use of expertise will depend on both the skillful management of working time and the disposition to make time for deliberation.

3.1.2.1 Activities (level, criteria, range)

3.2 Competence in action: theory vs. practice

3.2.1 Education vs. Practice (professional knowledge)

Eraut (1994, p. 19-20): […] professional knowledge cannot be characterized in a manner that is independent of how it is learned and how it is used. It is through looking at the contexts of its acquisition and its use that its essential nature is revealed. […] the nature of the context affects what knowledge gets used and how. Three types of context are distinguished: the academic context; the organizational context of policy discussion and talk about practice; and the context of practice itself. […] theory and practice are shown to have a symbiotic relationship which varies with both the mode and the context of knowledge use.

Eraut (1994, p. 20): […] learning to use an idea in one context does not guarantee being able to use the same idea in another context: transferring from one context to another requires further learning and the idea itself will be further transformed in the process. […] modes of knowledge use […] typology of replication, application, interpretation and association […] to illustrate the varying degree to which theory gets modified in practice.

Eraut (1994, p. 22): […] Five types of professional processes […]: acquiring and interpreting information, skilled behaviour, deliberative processes, giving information and metaprocesses. The first […] covers intuitive pattern recognition […] and recognized inquiry methods of academic disciplines […]. Skilled behaviour […] is rarely automatic because routines are punctuated by myriads of rapid decisions […].

3.2.2 Expertise (expert action)

Eraut (1994, p. 167): […] For many tasks, neither broad scope nor special expertise is expected; and if such tasks are in frequent demand or particularly important, they will form part of the agreed core of the appropriate professional qualification. For some tasks and roles, however, quality is of considerable significance, and there will be limited interest in a professional profile which gives no indication of quality in these areas. Progression in quality then becomes a major issue in defining qualifications […].

Eraut (1994, p. 167): [...] professionals will be changing the scope of their competence, through becoming more specialist, through moving into newly developing areas of professional work [...]; and they will also be continuously developing the quality of their work in a number of areas, beyond the level of competence to one of proficiency or expertise. [...] learning professionals who are continually expanding the scope of their competence and developing the quality of their work.

3.3 Summary: structure + dynamics

3.4 Additional concepts (probably discard)

3.4.1 Granularity: generic vs. specific (hierarchy, meta)

Eraut (1994, p. 179): ... distinction between 'competence', which is given a generic or holistic meaning and refers to a person's overall capacity, and 'competency', which refers to specific capabilities. However, 'competency' can be used either in a direct performance-related sense or simply to describe any piece of knowledge or skill that might be construed as relevant.

3.4.2 Context: generic vs. specific (particularity)

(occupations, sectors, organizations, functions, positions)

4 A provisional model of KM competence

4.1 The scope of KM practice

4.1.1 Four streams of KM research
4.1.1.1 Knowledge as unstructured information
4.1.1.2 Knowledge as human and social processes
4.1.1.3 Knowledge as economic resource
4.1.1.4 Knowledge as machine intelligence
4.1.2 Perspectives on KM practice
4.1.2.1 Corporate KM

KM initiatives, Types of initiatives, Domain of activities

KM roles

4.1.2.2 KM as everyone's job
4.1.2.3 KM as part of management

4.2 KM competence: structure

4.2.1 Scope (from previous section)
4.2.2 Content
4.2.2.1 Previous work on KM competence
4.2.2.2 KM initiatives

4.3 KM competence: dynamics

4.3.1 Formal knowledge vs. experience
4.3.2 Expertise

5 Conclusion

6 References

6.1 Journal articles

Hoffmann T (1999) The meanings of competency. Journal of European Industrial Training 23(6), 275-285.

6.2 Book chapters

Weinert FE (2001) Concept of Competence: A Conceptual Clarification. Defining and Selecting Key Competencies (Rychen DS and Salganik LH, Eds), pp 45-66, Hogrefe & Huber, Gφttingen.

Brouwers R, de Wit G and MacDonald R (2002) Competences: Key to Success. Educating Knowledge Workers for Corporate Leadership: Learning into the Future (Bentzen-Bilkvist A, Gijselaers WH and Milter RG, Eds), pp 75-92, Educational Innovation in Economics and Business Series, Vol. 7, Kluwer Academic, Dordrecht.

6.3 Books

Boyatzis RE (1982) The Competent Manager: A Model for Effective Performance. Wiley, New York.

Eraut M (1994) Developing Professional Knowledge and Competence. RoutledgeFalmer, London.

Dreyfus HL and Dreyfus SE (1986) Mind over Machine: The Power of Human Intuition and Expertise in the Era of the Computer. Free Press, New York.

Rychen DS and Salganik LH, Eds (2003) Key Competencies for a Successful Life and a Well-Functioning Society. Hogrefe & Huber, Gφttingen.

6.4 Reports

Winterton J, Delamare-Le Deist F and Stringfellow E (2005) Typology of Knowledge, Skills and Competences: Clarification of the Concept and Prototype. Report on behalf of Cedefop (CEDEFOP Project, No RP/B/BS/Credit Transfer/005/04).

Organization for Economic Co-operation and Development (2002) Definition and Selection of Competences (DESECO): Theoretical and Conceptual Foundations. Strategy paper JT00132752, Directorate for Education, Employment, Labour and Social Affairs.

Leney T (2004) Achieving the Lisbon goal: The Contribution of VET. Final report of the Lisbon-to-Copenhagen-to-Maastricht Consortium Partners to the European Commission 1-11-04.

Tapio S (2004) Key Competences for Lifelong Learning: A European Reference Framework. Report of Working Group B "Key Competences" on the implementation of "Education and Training 2010" work programme, European Commission, Directorate-General for Education and Culture.


 
 
 

Last Modified 12/7/05 8:47 PM